Securities Industry Essentials® (SIE®) Exam | FINRA.org
https://www.finra.org/registration-exams-ce/qualification-exams/securities-industry-essentials-exam
WEBThis introductory-level exam assesses a candidate’s knowledge of basic securities industry information including concepts fundamental to working in the industry, such as types of products and their risks; the structure of the securities industry markets, regulatory agencies and their functions; and prohibited practices.
DA: 7 PA: 16 MOZ Rank: 21