Form BD | FINRA.org
https://www.finra.org/registration-exams-ce/broker-dealers/form-bd
Those who wish to become registered must file Form BD (the Uniform Application for Broker-Dealer Registration) with the SEC, appropriate self-regulatory organizations (SROs), including FINRA, and jurisdictions. Form BD must first be submitted electronically and then a signed and notarized copy of the form must be sent to FINRA. On This Page
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