FINRA’s Amendments to Continuing Education Take Effect …
https://www.acaglobal.com/insights/finras-amendments-continuing-education-take-effect-january-1st
WEBNov 16, 2022 · On November 17, 2021, the Financial Industry Regulatory Authority (FINRA) issued Regulatory Notice 21-41, which outlines Rule 1210 and 1240 amendments related to registered persons’ continuing education (CE) requirements. Specifically, beginning January 1, 2023, all registered representatives (RRs) will be required to …
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