Keyword Analysis & Research: finra series 66 vs 63

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Frequently Asked Questions

Is the series 65 a FINRA license?

How to Get the Series 65 License. Unlike many other FINRA Series exams, the Series 65 exam does not require an individual to be sponsored by a member firm. If you are not Form U4 registered or affiliated with a firm through FINRA’s Web CRD system, you should use the Form U10 to request and pay for the Series 65 exam.

What is cost for series 65 exam?

If you are sponsored, you will submit a Form U-4 through your employer to open your Series 65 exam registration. If you are not sponsored, you will open your exam registration as an individual directly with FINRA. You will receive a 120-day window during which you can take the Series 65 exam. The Series 65 exam costs $175.

What is the series 66 exam?

What is a Series 66 Exam. The Uniform Combined State Law Examination, also called the Series 66 Exam, is one of two exams that must be completed before an individual is qualified to register with the state as both a general securities agent and as an investment adviser representative.

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