Series 9 and 10 – General Securities Sales Supervisor Exams
https://www.finra.org/registration-exams-ce/qualification-exams/series9-10
WEBThe Series 9 and 10 exams are designed to assess the competency of General Securities Sales Supervisors in the following fields: sale of corporate securities, rights, warrants, closed-end funds, money market funds, REITs, asset-backed securities, mortgage-backed securities (corporate), equity options, options on (corporate) backed-securities,
DA: 43 PA: 15 MOZ Rank: 64