Researching the Federal Securities Laws Through the SEC Website
https://www.investor.gov/introduction-investing/investing-basics/role-sec/researching-federal-securities-laws-through-sec
WEBMajor pieces of legislation, such as the Securities Act of 1933, the Securities Exchange Act of 1934, and the Investment Company Act of 1940, provide the framework for the SEC's oversight of the securities markets. These statutes are broadly drafted, establishing basic principles and objectives. The laws that govern the securities industry include:
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