|securities act section 14||1.2||0.3||8212||81|
|securities act section 13||1.3||0.8||4859||96|
|securities act section 15||0.48||0.3||6418||35|
|securities act section 15d||0.19||0.8||5599||6|
|securities act section 12||1.4||0.5||6930||39|
|securities act section 12 a 2||0.86||0.8||2642||58|
|securities act section 14 a||0.56||0.2||3482||63|
|securities exchange act section 14||0.78||1||6331||82|
|securities act section 11||1.12||0.1||2549||40|
|securities and exchange act section 13||1.09||0.6||727||99|
|securities exchange act 1934 section 13||0.24||0.7||1252||16|
|securities act section 10 a 3||0.96||0.2||8161||26|
|securities act section 10||1.71||0.2||4120||45|
|securities act section 4 a 5||1.46||0.6||8779||42|
|securities act section 4||0.36||0.8||5612||23|
|securities act section 4 a 2||1.45||0.3||7653||74|
|securities act section 10b5||0.14||0.2||549||83|
|securities act section 4 a 3||1.88||0.8||7945||76|
Section 15F — Registration and regulation of security-based swap dealers and major security-based swap participants Section 19 — Registration, responsibilities, and oversight of self-regulatory organizationsWhat are the interpretations of the Securities Act?
These Compliance and Disclosure Interpretations ("C&DIs") comprise the Division's interpretations of Securities Act Forms. Some of these C&DIs were first published in prior Division publications and have been revised in some cases.What's the deadline for compliance with the Securities Act?
Section 4E — Deadline for completing enforcement investigations and compliance examinations and inspections Section 10B — Position limits and position accountability for security-based swaps and large trader reportingIs the Securities and Exchange Commission approved or disapproved?
"Neither the Securities and Exchange Commission nor any state securities regulator has approved or disapproved these securities, or determined if this prospectus is truthful or complete. Any representation to the contrary is a criminal offense."