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What is the series 65 Exam for financial advisors?

Series 65. The Series 65 is an exam and securities license required by most U.S. states for individuals who act as investment advisors. The Series 65 exam—known formally as the Uniform Investment Adviser Law Examination—covers laws, regulations, ethics, and topics such as retirement planning, portfolio management, and fiduciary responsibilities.

What is a series 65 license?

Series 65. The Series 65 is an exam and securities license required by most U.S. states for individuals who act as investment advisors.

What is the'series 65'?

What is the 'Series 65'. The Series 65 is an exam and securities license required by most U.S. states for individuals who act as investment advisors.

How much does the FINRA series 65 exam cost?

If you are not sponsored, you will open your exam registration as an individual directly with FINRA. You will receive a 120-day window during which you can take the Series 65 exam. The Series 65 exam costs $175. If you have a sponsoring firm, they may cover the exam registration and test prep course fees for you.


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