Keyword Analysis & Research: series 65 finance

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What is the series 65 Exam for financial advisors?

Series 65. The Series 65 is an exam and securities license required by most U.S. states for individuals who act as investment advisors. The Series 65 exam—known formally as the Uniform Investment Adviser Law Examination—covers laws, regulations, ethics, and topics such as retirement planning, portfolio management, and fiduciary responsibilities.

What is a series 65 license?

Series 65. The Series 65 is an exam and securities license required by most U.S. states for individuals who act as investment advisors.

What is the'series 65'?

What is the 'Series 65'. The Series 65 is an exam and securities license required by most U.S. states for individuals who act as investment advisors.

What is the difference between series 65 and Series 66?

The Series 65 Exam is administered at Prometric testing centers in the U.S., Canada, Mexico and U.S. territories. FINRA Series 66 Exam – NASAA Uniform Combined State Law Exam Passing the Series 66 Exam qualifies a candidate to register as an investment adviser representative and as a securities agent.


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