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Where do I take the series 65 exam?

The Series 65 Exam is administered at Prometric testing centers in the U.S., Canada, Mexico and U.S. territories. Passing the Series 66 Exam qualifies a candidate to register as an investment adviser representative and as a securities agent.

What is the series 65 license?

What is the 'Series 65'. The Series 65 exam, known formally as the Uniform Investment Adviser Law Examination, covers laws, regulations, ethics and topics such as retirement planning, portfolio management strategies and fiduciary responsibilities. The exam is designed by the North American Securities Administrators Association...


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