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Frequently Asked Questions

What is the best way to study for the series 65 exam?

While preparing for the exam, take care for yourself: Do some physical exercise Eat foods that are good for you and that promote concentration Allow yourself some downtime for doing things you really love and that are NOT connected to the Series 65 exam Talk to colleagues also going through the testing process (but do NOT compare notes about how far along you are in your studies) More items...

Where do I take the series 65 exam?

The Series 65 Exam is administered at Prometric testing centers in the U.S., Canada, Mexico and U.S. territories. Passing the Series 66 Exam qualifies a candidate to register as an investment adviser representative and as a securities agent.

What is series 65 used for?

The Series 65 exam, known formally as the Uniform Investment Adviser Law Examination, covers laws, regulations, ethics and topics such as retirement planning, portfolio management strategies and fiduciary responsibilities.


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