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Frequently Asked Questions

What is the difference between the series 63, 65, and 66?

They are both licenses that allow the individual to give fee-based advice. The 66 exam is only for those individuals who are registered for, or completed the Series 7 exam. It combines the Series 63 with the Series 65 exam. The Series 65 exam is designed for those who do not have a Series 7 license.

What is the pass rate for the series 66 exam?

Most securities exams administered by both FINRA and the NASAA have a passing score of 70%, except for the Series 7, 63 and 65, which have passing rates of 72%, and Series 66, which has a passing score of 73%.

What are the requirements for a series 66 license?

To earn a Series 66 license, you must pass a national exam. The exam is 150 minutes long, and consists of 100 multiple-level questions and 10 pretest questions. It is a closed book system examination, and you get your score immediately upon completion of the test. In order to pass, you must earn a grade of at least 71 percent.

What is Series 63 and 65?

The Series 63, Uniform Securities Agent State Law Examination, is the state law test for broker-dealer representatives. The Series 65, Uniform Investment Adviser Law Examination, is for investment adviser representatives.


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