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Frequently Asked Questions

What happens if you pass the series 66 exam?

Passing the Series 66 Exam qualifies a candidate to register as an investment adviser representative and as a securities agent. Persons who take the Series 66 Exam must also pass the Series 7 Exam prior to registering with their state’s regulatory commission.

How long is the NASAA Series 66 exam?

The Series 66 exam — the NASAA Uniform Combined State Law Examination — is a North American Securities Administrators Association (NASAA) exam administered by FINRA. The exam consists of 100 scored questions. Candidates have 150 minutes to complete the exam.

Do you have to take series 7 for Series 66?

There is no prerequisite for the Series 66 examination. However, the Series 7 examination is a co-requisite to the Series 66 Examination. For additional information about this exam, including the content outline, please visit the exams page on the NASAA website.

Where can I take the FINRA Series 66 exam?

The Series 66 Exam is administered at Prometric testing centers in the U.S., Canada, Mexico and U.S. territories.


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