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Frequently Asked Questions

Are there Corequisites for the series 66 exam?

The Series 66, also known as the Uniform Combined State Law Exam has corequisites, unlike the Series 63 exam. The corequisites for the Series 66 exam are the SIE Exam and the Series 7 Top-Off exams. The Series 63 on the other hand, does not have corequisites.

Which is easier series 65 or Series 66?

As a result, the Series 66 exam is considered by most to be an "easier" test. It will, like the Series 65, qualify the individual to act as an IAR, and it fulfills the requirements of the USA for state registration. Note that candidates can take the 66 or 7 in any order, but both must be completed in order to register.

Is the series 66 exam administered by FINRA?

The Series 66 exam — the NASAA Uniform Combined State Law Examination — is a North American Securities Administrators Association (NASAA) exam administered by FINRA. The exam consists of 100 scored questions.

How long is the NASAA Series 66 exam?

The Series 66 exam — the NASAA Uniform Combined State Law Examination — is a North American Securities Administrators Association (NASAA) exam administered by FINRA. The exam consists of 100 scored questions. Candidates have 150 minutes to complete the exam.


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