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What is the series 66 exam?

What is a Series 66 Exam. The Uniform Combined State Law Examination, also called the Series 66 Exam, is one of two exams that must be completed before an individual is qualified to register with the state as both a general securities agent and as an investment adviser representative.

What is Series 66?

The Series 66 is an exam and license that is meant to qualify individuals as investment adviser representatives or securities agents.

What is the series 66 license?

What is the 'Series 66'. The Series 66 is an exam and license that is meant to qualify individuals as investment adviser representatives or securities agents. The Series 66, also known as the Uniform Combined State Law Examination, covers topics relevant to providing investment advice and effecting securities transactions for clients.


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