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Frequently Asked Questions

What are the requirements for a series 66 license?

Series 66 Exam Requirements. It consists of 100 multiple-choice questions, with a testing time of up to two hours and 30 minutes. Candidates must score at least 75 percent on the exam to pass. In most states, aspiring advisers must also complete an application, background check and bonding process before they're allowed to do business in the field.

What is Series 66 securities license?

The Series 66 is an exam and license that is meant to qualify individuals as investment adviser representatives or securities agents. The Series 66, also known as the Uniform Combined State Law Examination, covers topics relevant to providing investment advice and effecting securities transactions for clients.

How long to study for your FINRA securities license?

How Long To Study For Your FINRA Securities License · During your SIE exam prep, be honest with yourself about how much knowledge you have going in. If you have a hard time defining a "stock" or "bond" for example, then you should expect to take about two months to study on average.

What is Series 66 certification?

The Series 66 certification was developed by the NASAA based on requests from the industry. The exam is administered by the Financial Industry Regulatory Authority (FINRA), which is also is responsible for processing and disseminating test results.


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