Keyword Analysis & Research: series 7 and 66

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Frequently Asked Questions

What is a series 7 and 66 license?

While the Series 7 allows individuals to sell securities to their clients, the Series 66 license allows them to act as wealth or asset managers with fiduciary responsibility over their client's funds. The exam includes 110 questions, 100 of which are scored.

What is the pass rate for the series 66 exam?

Most securities exams administered by both FINRA and the NASAA have a passing score of 70%, except for the Series 7, 63 and 65, which have passing rates of 72%, and Series 66, which has a passing score of 73%.

How difficult is series 7?

The Series 7 takes only a fraction of the time to prepare for compared to the CFA exams. The material in the Series 7 is not nearly as difficult or extensive. The Series 7 can be achieved after passing two relatively short tests while the CFA requires three long tests.

What are the requirements for a series 66 license?

To earn a Series 66 license, you must pass a national exam. The exam is 150 minutes long, and consists of 100 multiple-level questions and 10 pretest questions. It is a closed book system examination, and you get your score immediately upon completion of the test. In order to pass, you must earn a grade of at least 71 percent.


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