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Frequently Asked Questions

How long does it take to get FINRA series 7?

The Series 7 Exam qualifies those who pass to work as General Securities Representatives. The 260 multiple-choice question exam takes six hours to complete (two sessions, each three hours long). Candidates with a score of 72 or better pass the test.

What are the requirements for a series 7 license?

There are no specific education requirements to take the Series 7, but once you are licensed, you still have to complete ongoing continuing education -- that's mandated by FINRA, the Financial Industry Regulatory Authority.

What is series 7 financial exam?

The Series 7 is a four-hour exam. It is held in one four-hour session. There are 135 questions on the test, 125 of which count toward the final score. Candidates have to score at least 72 percent to pass. You must also pass the SIE exam to be registered with the Series 7.

What is series 7 training?

Series 7 top-off Exam Prep. Series 7 is a FINRA exam required for individuals who may sell a broad range of securities including corporate securities, municipal securities, municipal fund securities, options, direct participation programs, investment company products, and variable contracts. Individuals are required to pass both...

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