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Frequently Asked Questions

What is the best way to study for Series 7 exam?

How to Study for the Series 7 Exam. The best way to approach your studies with the Series 7 is to review each of the Modules independently, page by page. Upon completion of each section complete the review questions with at least a score of 80% or better before moving on to the next section.

How difficult is the series 7 exam?

How difficult is the Series 7 exam? Like all exams, the test becomes easier the more you do to prepare for it. The general consensus is that the Series 7 is less comprehensive, and therefore slightly easier to pass, than the CFA exams, but only 65% successfully make it through the Series 7 on their first time, so the pressure is on.

Do I need to take the series 7 exam?

To take the Series 7 exam, you must be sponsored by a FINRA member firm or a self-regulatory organization (SRO). Firms apply for candidates to take the exam by filing a Uniform Application for Security Industry Registration or Transfer (Form U4). There is also an exam fee that is commonly covered by the sponsoring firm.

What is a passing score on a series 7 exam?

Series 7 Exam. The Series 7 is officially called the General Securities Representative Qualification Examination. It is broken into two, three-hour segments and contains 260 questions, of which 250 will count toward the final score. The passing grade for the Series 7 exam is 72%.


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